Have you been mis-sold shares?
There was a mis-sold shares epidemic over the last 30 years, and many people do not even realize they are entitled to compensation.
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As Seen In:
Mr. G lost £6,000 on an unsuitable investment.
He was awarded £14,528 compensation.
Ms. H received bad advice and was mis-sold an investment.
She was awarded £29,138 compensation.
Mr. P was mis-sold shares and lost £7,225.
He was awarded £16,898 compensation.
Mis-Sold Shares Claims
Hundreds of thousands of people have been mis-sold shares & stocks over the last 30 years. Many of these people do not even realize it. The sales tactics of these now defaulted investment companies means that many of their ex-clients are entitled to compensation.
Mis-selling claims can arise for a number of reasons, including but not limited to the following;
- Firm was trading as principal but failed to disclose it.
- Stockbrokers or financial advisors have given false or misleading information.
- Risks were not adequately explained.
- Firm failed to properly assess your financial circumstances.
- Shares were unsuitable for your portfolio’s normal risk levels.
A large number of investment firms have been declared no longer authorised by the FCA (Financial Conduct Authority). This means that if you have invested with these companies directly, through an IFA (Independent Financial Advisor) or used your pension. You could be eligible for compensation through the FSCS (Financial Services Compensation Scheme).
Please click the following link to see if your stockbroker or investment company is on our list. This list is made up of companies who’s clients have had successful claims in the past. If your stockbroker or investment company is not featured, you could still be entitled to compensation as the FSCS and FCA are constantly updating the list.
Compensation Limits
Compensation is paid by the FSCS (Financial Services Compensation Scheme) for regulated firms that have been declared in default.
The FSCS limits compensation to a maximum of £85,000 per eligible person, per firm for firms that failed on or after the 1st April 2019. £50,000 maximum per eligible person, per firm for firms that failed between 1st January 2010 to 31st March 2019. Any firms that failed prior to 1st January 2010 the compensation is limited to a maximum of £48,000.
If any of these scenarios apply to you, please contact us immediately for free review of your claim.
Previously Authorised Firms
All of the investment companies listed below were previously authorised firms by the FCA (Financial Conduct Authority). If you have done business with any of these firms or others you could be entitled to thousands of pounds in compensation from the Financial Services Compensation Scheme (FSCS).
- Alexander David Securities Ltd
- ARC Equities Ltd
- ARC Fund Management Ltd
- Ascension Securities Ltd
- Astor Securities Ltd
- Beaufort Securities Ltd
- Berwin Asset Management Ltd
- Bridge Hall Stockbrokers Ltd
- Capital & Income Solutions Ltd
- Central Markets (London) Ltd
- City Equities Ltd
- Direct Market Touch Ltd
- Direct Sharedeal Ltd
- Echelon Wealth Management Ltd
- Everett Financial Management Ltd
- Falcon Securities (UK) Ltd
- First Colonial Investment LLP
- First Trade UK Ltd
- Gracechurch Investments Ltd
- Gracechurch Investments Ltd
- Gradient Advisory Ltd
- Halewood International Futures Ltd
- Hamilton Rose Wealth Management Ltd
- HB Markets Ltd
- Hoodless Brennan PLC
- Hyde Financial Management Ltd
- Liberty SIPP PLC
- Lombard Asset Management Ltd
- London Capital & Finance PLC
- London Islamic Investment Bank Ltd
- Mansion House Securities Ltd
- Montague Pitman Stockbrokers Ltd
- Moore, Clayton & Co (UK) Ltd
- Network Direct Ltd
- Northern Provident Investments Ltd
- Pacific Continental Securities (UK) Ltd
- Pacific Continental Securities Corp
- Palmetto Investments Ltd
- Portal Financial Services LLP
- Pritchard Stockbrokers Ltd
- Saint Pauls Capital Ltd
- St Pauls Equities Ltd
- Sapphire Securities Ltd
- Saxon Capital Ltd
- Sequant Capital Ltd
- Sigma Financial Management Ltd
- Sky Capital UK Ltd
- Square Mile Securities Ltd
- SVS Securities PLC
- Unquoted Securities Ltd
- White Square Investments Ltd
- William Albert Securities Ltd
- Wills & Co Stockbrokers Ltd
- Worldlink Brokers Ltd
- Worldspreads Ltd